Lui, Wai Yip 呂偉業

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2017-02-13	-
	Rep	Dealing in securities	2017-02-13	-
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2011-11-28	2017-02-12
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2011-11-28	2017-02-12
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-07-06	2011-11-16
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2009-06-08	2011-11-16
CLSA LIMITED	Rep	Dealing in securities	2005-07-27	2009-03-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2017-02-13	-
	Rep	Dealing in securities	2017-02-13	-
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2011-11-28	2017-02-12
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2011-11-28	2017-02-12
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-07-06	2011-11-16
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2009-06-08	2011-11-16
CLSA LIMITED	Rep	Dealing in securities	2005-07-27	2009-03-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.