Personnel SFC Licences and HKMA Registrations (ID 83662)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	-
	Rep	Dealing in securities	2012-02-16	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-02-16	-
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-12-18	2012-02-10
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2009-12-18	2012-02-10
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2009-06-15	2009-12-09
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2009-01-05	2009-12-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.