Personnel Hong Kong SFC License Details (ID 83674)

Personnel Hong Kong SFC License Details (ID 83674)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BTIG Hong Kong Limited	Rep	Dealing in securities	2025-08-19	-
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2023-11-22	2025-08-08
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2023-11-22	2025-08-08
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2021-04-20	2023-11-09
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2021-04-20	2023-11-09
VALUABLE CAPITAL LIMITED	Rep	Dealing in futures contracts	2021-03-09	2021-03-26
	Rep	Dealing in securities	2021-03-09	2021-03-26
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2014-08-08	2021-02-26
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2014-08-08	2021-02-26
Open Securities Limited	Rep	Dealing in futures contracts	2013-05-06	2014-07-25
	Rep	Dealing in securities	2013-05-06	2014-07-25
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2012-03-27	2013-04-22
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2012-03-27	2013-04-22
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-10-13	2012-03-16
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2009-10-13	2012-03-16
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Dealing in futures contracts	2008-08-28	2009-10-01
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2008-06-27	2009-10-01