Personnel Hong Kong SFC License Details (ID 83686)

Personnel Hong Kong SFC License Details (ID 83686)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2023-12-04	-
Pinpoint Asset Management Limited	Rep	Asset management	2021-11-25	2023-09-29
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2017-04-10	2021-07-30
	Rep	Dealing in securities	2017-04-10	2021-07-30
BOCI RESEARCH LIMITED	Rep	Advising on securities	2013-08-15	2017-04-07
ICBC INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2010-12-09	2013-07-26
GUODU SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2010-08-13	2010-12-01
	Rep	Dealing in securities	2010-08-13	2010-12-01