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Personnel - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 83795)

Personnel

Key Data SFC Licenses Public Disciplinary Actions

Public Disciplinary Actions

Kim Bum Suk, ex-BNP Paribas, banned for 27 months

SFC

SFC, 29-Mar-2022

For unauthorised discretionary dealings using pre-signed blank instruction forms.

Orgs

People