Personnel Hong Kong SFC License Details (ID 83795)

Personnel Hong Kong SFC License Details (ID 83795)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ark Securities (Hong Kong) Limited	Rep	Advising on securities	2014-05-02	2014-11-29
	Rep	Asset management	2014-05-02	2014-11-29
	Rep	Dealing in securities	2014-05-02	2014-11-29
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-05-02	2014-11-29
Quam Securities Limited	Rep	Dealing in futures contracts	2013-03-14	2014-04-17
	Rep	Advising on securities	2012-09-24	2014-04-17
	Rep	Asset management	2012-09-24	2014-04-17
	Rep	Dealing in securities	2012-09-24	2014-04-17
FWD Financial Planning Limited (HK)	Rep	Dealing in securities	2011-03-08	2012-09-03
	Rep	Advising on securities	2008-10-02	2012-09-03