Personnel Hong Kong SFC License Details (ID 84004)

Personnel Hong Kong SFC License Details (ID 84004)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Partners Group (Hong Kong) Private Limited	RO	Dealing in securities	2024-06-17	-
Nuveen Hong Kong Limited	Rep	Advising on securities	2020-06-22	2022-09-14
	Rep	Dealing in securities	2020-03-24	2022-09-14
PIMCO Asia Limited	Rep	Dealing in securities	2012-03-15	2020-02-14
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2010-02-11	2012-01-28
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Dealing in securities	2010-02-11	2012-01-28
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2008-01-17	2008-11-12
	Rep	Asset management	2008-01-17	2008-11-12
	Rep	Dealing in securities	2008-01-17	2008-11-12