| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CIF Asset Management Limited | Rep | Asset management | 2017-10-09 | - |
| CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2016-12-20 | 2017-08-31 |
| Rep | Dealing in securities | 2016-12-20 | 2017-08-31 | |
| INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC) | Rep | Asset management | 2011-08-03 | 2012-12-07 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2007-12-17 | 2011-07-09 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2007-12-17 | 2011-07-09 |
| CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2006-07-28 | 2007-12-13 |
| CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2006-06-28 | 2007-12-13 |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2005-08-31 | 2006-06-23 |
| PRIME CAPITAL MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2004-12-13 | 2005-08-31 |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Asset management | 2004-04-06 | 2005-11-21 |
| Rep | Dealing in securities | 2004-02-27 | 2006-06-23 | |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-08-20 | 2003-11-06 |
No HKMA registrations in the collected records.