| UBS SECURITIES HONG KONG LIMITED | Rep | Providing automated trading services | 2016-12-19 | - |
| Rep | Dealing in futures contracts | 2016-12-19 | - |
| Rep | Dealing in securities | 2016-12-19 | - |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2015-05-05 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2015-05-05 | - |
| Rep | Dealing in securities | 2015-05-05 | - |
| UBS SECURITIES HONG KONG LIMITED | Rep | Providing automated trading services | 2015-05-05 | 2016-12-18 |
| Rep | Dealing in securities | 2015-05-05 | 2016-12-18 |
| Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2014-04-07 | 2015-01-08 |
| Rep | Dealing in securities | 2014-04-07 | 2015-01-08 |
| ONE CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2014-01-27 | 2014-02-20 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2007-01-18 | 2013-08-21 |
| Rep | Dealing in securities | 2006-12-13 | 2013-08-21 |
| CLSA LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-03-18 |
| Rep | Advising on securities | 2003-04-01 | 2004-03-18 |
| Rep | Asset management | 2003-04-01 | 2004-03-18 |
| Rep | Dealing in securities | 2003-04-01 | 2006-12-01 |