Personnel Hong Kong SFC License Details (ID 84329)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Dealing in securities	2012-09-11	2013-01-29
	RO	Dealing in securities	2011-04-18	2012-09-11
	Rep	Dealing in securities	2010-11-02	2011-04-18
CLSA LIMITED	Rep	Dealing in securities	2009-12-01	2010-11-01
SFGHK Limited	RO	Dealing in securities	2009-05-07	2009-11-11