Personnel Hong Kong SFC License Details (ID 84344)

Personnel Hong Kong SFC License Details (ID 84344)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2020-01-24	-
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2018-04-04	-
	Rep	Advising on securities	2018-04-04	2024-02-23
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2018-04-04	-
CHINA EVERBRIGHT RESEARCH LIMITED	RO	Advising on securities	2017-10-09	2018-02-25
Everbright Securities Investment Services (HK) Limited	RO	Advising on securities	2016-05-16	-
	Rep	Advising on securities	2015-12-16	2016-05-16
Aletheia Analyst Network Limited	Rep	Advising on securities	2013-02-06	2015-12-09
Jefferies Hong Kong Limited	Rep	Advising on securities	2011-08-01	2012-08-14
CLSA FUTURES LIMITED	Rep	Dealing in futures contracts	2006-09-12	2008-05-03
CLSA LIMITED	Rep	Advising on securities	2006-09-12	2008-05-03
	Rep	Dealing in securities	2006-09-12	2008-05-03
CLSA FUTURES LIMITED	Rep	Advising on futures contracts	2006-02-10	2008-05-03
CLSA RESEARCH LIMITED	Rep	Advising on securities	2003-04-01	2006-09-07