Personnel Hong Kong SFC License Details (ID 84346)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIRABAUD (ASIA) LIMITED	Rep	Advising on securities	2016-09-30	2017-06-02
	Rep	Dealing in securities	2016-09-30	2017-06-02
Jefferies Hong Kong Limited	Rep	Dealing in securities	2011-01-13	2015-11-11
CLSA LIMITED	Rep	Dealing in securities	2010-06-09	2010-07-22
ICAP Equities Asia Limited	Rep	Dealing in securities	2009-11-26	2010-04-29