Personnel Hong Kong SFC License Details (ID 84373)

Personnel Hong Kong SFC License Details (ID 84373)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Dealing in securities	2013-04-10	2013-10-04
	Rep	Dealing in securities	2010-11-18	2012-09-28
CLSA LIMITED	Rep	Dealing in securities	2010-05-17	2010-08-21
ICAP Equities Asia Limited	Rep	Advising on securities	2009-01-23	2010-04-12
	Rep	Dealing in securities	2009-01-23	2010-04-12
INSTINET PACIFIC LIMITED	Rep	Advising on securities	2003-11-14	2008-10-30
	Rep	Providing automated trading services	2003-11-14	2008-10-30
	Rep	Dealing in securities	2003-11-14	2008-10-30