| Goldstate Capital Group Limited | RO | Advising on securities | 2024-05-31 | - |
| RO | Asset management | 2024-05-31 | - |
| JINGDONG SECURITIES LIMITED | RO | Advising on securities | 2023-01-18 | 2023-12-28 |
| RO | Asset management | 2023-01-18 | 2023-12-28 |
| GLOBAL MASTERMIND FUTURES LIMITED | RO | Dealing in futures contracts | 2018-05-08 | 2020-07-06 |
| GLOBAL MASTERMIND SECURITIES LIMITED | RO | Advising on securities | 2017-04-10 | 2020-11-20 |
| RO | Dealing in securities | 2017-04-10 | 2020-11-20 |
| GLOBAL MASTERMIND ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-02-21 | 2020-05-13 |
| Atlantic Asset Management Limited | RO | Asset management | 2015-07-16 | 2016-06-01 |
| Glory Sun Securities Limited | Rep | Asset management | 2014-10-29 | 2016-06-01 |
| RO | Asset management | 2014-03-20 | 2014-10-29 |
| RO | Advising on securities | 2014-03-20 | 2016-06-01 |
| Rep | Dealing in securities | 2013-05-27 | 2016-06-01 |
| RO | Dealing in futures contracts | 2013-04-16 | 2016-06-01 |
| Rep | Dealing in futures contracts | 2013-03-11 | 2013-04-16 |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | RO | Dealing in futures contracts | 2013-01-07 | 2013-02-26 |
| Rep | Dealing in securities | 2013-01-07 | 2013-02-26 |
| JIMEI FUTURES LIMITED | RO | Dealing in futures contracts | 2010-08-09 | 2012-12-31 |
| Rep | Dealing in futures contracts | 2009-06-16 | 2010-08-09 |
| JIMEI SECURITIES LIMITED | Rep | Dealing in securities | 2009-06-16 | 2012-12-31 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-12-20 | 2009-06-15 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2006-12-20 | 2009-06-15 |
| CHRISTFUND FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-12-02 | 2006-11-30 |
| CHRISTFUND SECURITIES LIMITED | Rep | Dealing in securities | 2004-12-02 | 2006-11-30 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2004-02-10 | 2004-12-01 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-02-10 | 2004-12-01 |
| Ark Securities (Hong Kong) Limited | Rep | Dealing in securities | 2004-01-02 | 2004-02-04 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-01-02 | 2004-02-04 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2003-10-10 | 2003-12-16 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2003-10-10 | 2003-12-16 |