| JMC Capital International Limited | Rep | Advising on futures contracts | 2020-10-01 | 2020-10-01 |
| Rep | Dealing in futures contracts | 2020-10-01 | 2020-10-01 |
| RO | Advising on futures contracts | 2020-07-28 | 2020-10-01 |
| RO | Dealing in futures contracts | 2020-07-28 | 2020-10-01 |
| JMC Capital HK Limited | Rep | Dealing in securities | 2019-06-24 | 2020-10-01 |
| JMC Capital International Limited | Rep | Dealing in futures contracts | 2019-05-08 | 2020-07-28 |
| Haitong Futures Hong Kong Limited | Rep | Dealing in futures contracts | 2016-08-31 | 2019-04-24 |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2013-03-01 | 2016-08-13 |
| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2012-01-30 | 2016-08-13 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2011-05-27 | 2011-12-17 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-05-27 | 2011-12-17 |
| SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED | Rep | Dealing in securities | 2007-08-23 | 2011-05-12 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | - | 2003-05-29 |
| Rep | Asset management | - | 2003-05-29 |
| Rep | Dealing in futures contracts | - | 2011-05-12 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | - | 2003-05-29 |
| Rep | Advising on securities | - | 2003-05-29 |
| Rep | Asset management | - | 2003-05-29 |
| Rep | Providing automated trading services | - | 2003-09-11 |
| Rep | Dealing in securities | - | 2011-05-12 |
| SHENYIN WANGUO BROKERAGE (H.K.) LIMITED | Rep | Advising on corporate finance | - | 2003-05-29 |
| Rep | Advising on securities | - | 2003-05-29 |
| Rep | Asset management | - | 2003-05-29 |
| Rep | Dealing in securities | - | 2003-05-29 |