| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2023-07-30 |
| Rep | Dealing in securities | 2017-08-29 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-08-29 | 2023-07-30 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-06-04 | 2017-07-21 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-11-16 | 2017-07-21 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2009-10-22 | 2017-07-21 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-06-15 | 2009-10-18 |
| CHRISTFUND SECURITIES LIMITED | Rep | Dealing in securities | 2004-05-18 | 2006-07-12 |