| YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2024-10-03 | - |
| Rep | Advising on securities | 2020-06-11 | - |
| YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2018-10-18 | 2024-07-26 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-10-18 | - |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2017-08-17 | 2018-09-28 |
| Rep | Dealing in futures contracts | 2017-08-17 | 2018-09-28 |
| Rep | Dealing in securities | 2017-08-17 | 2018-09-28 |
| CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2015-12-01 | 2017-07-31 |
| Rep | Dealing in securities | 2015-10-20 | 2017-07-31 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-06-04 | 2015-10-11 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2010-06-11 | 2015-10-11 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-06-11 | 2015-10-11 |
| CHRISTFUND SECURITIES LIMITED | Rep | Dealing in securities | 2007-08-15 | 2010-05-29 |