| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Advising on futures contracts | 2026-09-03 | - |
| Rep | Dealing in futures contracts | 2026-09-03 | - | |
| Bright Smart Asset Management Limited | RO | Asset management | 2025-10-20 | - |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | RO | Advising on securities | 2025-10-20 | - |
| RO | Dealing in securities | 2025-10-20 | - | |
| Bright Smart Asset Management Limited | Rep | Asset management | 2025-09-08 | 2025-10-20 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2025-09-08 | 2025-10-20 |
| Rep | Dealing in securities | 2025-09-08 | 2025-10-20 | |
| SKYVAST ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2022-12-21 | 2025-06-30 |
| RO | Asset management | 2022-12-21 | 2025-06-30 | |
| SKYVAST SECURITIES LIMITED | RO | Advising on securities | 2022-12-21 | 2025-06-30 |
| RO | Dealing in securities | 2022-12-21 | 2025-06-30 | |
| SKYVAST ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2022-12-20 | 2022-12-21 |
| Rep | Asset management | 2022-12-20 | 2022-12-21 | |
| SKYVAST SECURITIES LIMITED | Rep | Advising on securities | 2022-12-20 | 2022-12-21 |
| Rep | Dealing in securities | 2022-12-20 | 2022-12-21 | |
| Bright Smart Asset Management Limited | RO | Asset management | 2017-12-19 | 2022-09-22 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2017-12-19 | 2022-09-22 |
| Rep | Dealing in securities | 2017-12-19 | 2022-09-22 | |
| Look's Securities Limited | RO | Dealing in securities | 2017-06-05 | 2017-12-13 |
| Safari Asia Limited | RO | Advising on securities | 2017-06-05 | 2017-12-13 |
| RO | Asset management | 2017-06-05 | 2017-12-13 | |
| Bright Smart Asset Management Limited | RO | Asset management | 2015-07-28 | 2017-04-26 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2015-05-12 | 2017-04-26 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2012-05-31 | 2015-03-21 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-02-28 | 2012-05-24 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2011-01-11 | 2012-02-10 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Asset management | 2008-08-25 | 2010-06-21 |
| Rep | Advising on securities | 2008-07-15 | 2011-01-06 | |
| Rep | Dealing in securities | 2008-07-15 | 2011-01-06 | |
| SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2006-03-15 | 2008-07-06 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2006-03-15 | 2008-07-06 |
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