Personnel Hong Kong SFC License Details (ID 85118)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Advising on futures contracts	2026-09-03	-
	Rep	Dealing in futures contracts	2026-09-03	-
Bright Smart Asset Management Limited	RO	Asset management	2025-10-20	-
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	RO	Advising on securities	2025-10-20	-
	RO	Dealing in securities	2025-10-20	-
Bright Smart Asset Management Limited	Rep	Asset management	2025-09-08	2025-10-20
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2025-09-08	2025-10-20
	Rep	Dealing in securities	2025-09-08	2025-10-20
SKYVAST ASSET MANAGEMENT LIMITED	RO	Advising on securities	2022-12-21	2025-06-30
	RO	Asset management	2022-12-21	2025-06-30
SKYVAST SECURITIES LIMITED	RO	Advising on securities	2022-12-21	2025-06-30
	RO	Dealing in securities	2022-12-21	2025-06-30
SKYVAST ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2022-12-20	2022-12-21
	Rep	Asset management	2022-12-20	2022-12-21
SKYVAST SECURITIES LIMITED	Rep	Advising on securities	2022-12-20	2022-12-21
	Rep	Dealing in securities	2022-12-20	2022-12-21
Bright Smart Asset Management Limited	RO	Asset management	2017-12-19	2022-09-22
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2017-12-19	2022-09-22
	Rep	Dealing in securities	2017-12-19	2022-09-22
Look's Securities Limited	RO	Dealing in securities	2017-06-05	2017-12-13
Safari Asia Limited	RO	Advising on securities	2017-06-05	2017-12-13
	RO	Asset management	2017-06-05	2017-12-13
Bright Smart Asset Management Limited	RO	Asset management	2015-07-28	2017-04-26
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2015-05-12	2017-04-26
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2012-05-31	2015-03-21
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in securities	2012-02-28	2012-05-24
KGI ASIA LIMITED	Rep	Dealing in securities	2011-01-11	2012-02-10
Yuanta Asia Investment (Hong Kong) Limited	Rep	Asset management	2008-08-25	2010-06-21
	Rep	Advising on securities	2008-07-15	2011-01-06
	Rep	Dealing in securities	2008-07-15	2011-01-06
SOUTH CHINA RESEARCH LIMITED	Rep	Advising on securities	2006-03-15	2008-07-06
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2006-03-15	2008-07-06