| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2021-03-15 |
| Rep | Dealing in securities | 2010-04-20 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-04-20 | 2021-03-15 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-03-02 | 2010-04-08 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-03-02 | 2010-04-08 |
| HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in futures contracts | 2008-06-10 | 2010-02-25 |
| Rep | Dealing in securities | 2008-06-10 | 2010-02-25 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-12-11 | 2008-05-31 |
| SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED | Rep | Dealing in securities | 2007-08-23 | 2008-05-31 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-05-17 | 2008-05-31 |