Woo, Ricky Ka Wing 胡家榮

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	Rep	Dealing in securities	2024-06-17	-
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2023-12-11	2024-06-14
Jefferies Hong Kong Limited	Rep	Dealing in securities	2022-07-04	2023-04-24
MIB SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2022-02-16	2022-06-06
	Rep	Dealing in securities	2011-06-17	2022-02-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	Rep	Dealing in securities	2024-06-17	-
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2023-12-11	2024-06-14
Jefferies Hong Kong Limited	Rep	Dealing in securities	2022-07-04	2023-04-24
MIB SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2022-02-16	2022-06-06
	Rep	Dealing in securities	2011-06-17	2022-02-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.