| Dewei Capital Limited | RO | Advising on securities | 2025-04-15 | 2026-04-30 |
| RO | Asset management | 2025-04-15 | 2026-04-30 |
| MARCO POLO PURE ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2022-03-14 | 2024-12-13 |
| RO | Asset management | 2022-03-14 | 2024-12-13 |
| Rep | Advising on securities | 2017-11-01 | 2022-03-14 |
| Rep | Asset management | 2017-11-01 | 2022-03-14 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Asset management | 2012-06-29 | 2014-08-31 |
| Rep | Advising on securities | 2012-06-29 | 2017-06-16 |
| Rep | Dealing in futures contracts | 2012-06-29 | 2017-06-16 |
| Rep | Dealing in securities | 2012-06-29 | 2017-06-16 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in futures contracts | 2010-09-10 | 2011-10-08 |
| Rep | Dealing in securities | 2010-09-10 | 2011-10-08 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-04-13 | 2010-09-07 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-08-04 | 2009-09-12 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-08-04 | 2009-09-12 |