Personnel SFC Licences and HKMA Registrations (ID 85627)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CF GLOBAL (HK) LIMITED	Rep	Dealing in futures contracts	2025-05-06	-
	Rep	Dealing in securities	2025-05-06	-
Vantage Capital Markets HK Limited	Rep	Dealing in futures contracts	2023-06-14	2025-04-25
	Rep	Dealing in securities	2022-10-26	2025-04-25
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in futures contracts	2007-03-02	2022-10-25
	Rep	Dealing in securities	2007-03-02	2022-10-25
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2006-03-20	2007-02-26
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2005-09-22	2007-02-26
TISCO SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2004-05-19	2005-09-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.