Webb-site Legacy

Pong, David Juyoung

SFC ID:APW579

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SMBC NIKKO SECURITIES (HONG KONG) LIMITED	RO	Advising on corporate finance	2022-04-29	2023-11-01
	RO	Advising on securities	2022-04-29	2023-11-01
	RO	Dealing in securities	2022-04-29	2023-11-01
	Rep	Advising on corporate finance	2021-03-29	2022-04-29
	Rep	Advising on securities	2021-03-29	2022-04-29
	Rep	Dealing in securities	2021-03-29	2022-04-29
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2016-05-24	2021-01-26
	Rep	Advising on securities	2016-05-24	2021-01-26
CLSA LIMITED	Rep	Dealing in securities	2016-05-24	2021-01-26
MACQUARIE CAPITAL LIMITED	RO	Advising on corporate finance	2012-02-10	2012-02-10
	RO	Dealing in securities	2012-02-10	2012-02-10
Macquarie Corporate (Hong Kong) Limited	RO	Advising on corporate finance	2012-02-10	2012-02-10
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2011-05-16	2012-02-10
	Rep	Dealing in securities	2011-05-16	2012-02-10
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2011-05-16	2012-02-10
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2007-10-25	2008-04-14
	Rep	Dealing in securities	2007-10-25	2008-04-14