Personnel Hong Kong SFC License Details (ID 87315)

Personnel Hong Kong SFC License Details (ID 87315)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	RO	Advising on securities	2015-06-24	2016-05-09
	RO	Asset management	2015-06-24	2016-05-09
MEAG Hong Kong Limited	RO	Advising on securities	2007-12-12	2015-02-11
	RO	Asset management	2007-12-12	2015-02-11
	Rep	Advising on securities	2007-11-08	2007-12-12
	Rep	Asset management	2007-11-08	2007-12-12
DAIWA ASSET MANAGEMENT (H.K.) LIMITED	RO	Asset management	2007-08-07	2007-11-01
	Rep	Asset management	2007-03-08	2007-08-07
	Rep	Advising on futures contracts	2006-03-15	2007-06-10
	RO	Advising on securities	2006-01-23	2007-11-01
	Rep	Advising on securities	2005-09-29	2006-01-23
	RO	Advising on securities	2005-02-16	2005-09-29
	Rep	Advising on futures contracts	2004-12-29	2005-06-29
	Rep	Asset management	2004-12-29	2005-06-29
	Rep	Advising on securities	2004-11-16	2005-02-16
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2004-03-25	2004-10-24
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	Rep	Advising on corporate finance	-	2004-08-27
	Rep	Advising on securities	-	2004-10-24