Personnel Hong Kong SFC License Details (ID 87568)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2023-07-11	2025-05-09
	RO	Advising on securities	2023-07-11	2025-05-09
	RO	Dealing in securities	2023-07-11	2025-05-09
	Rep	Advising on securities	2023-03-01	2023-07-11
	Rep	Advising on corporate finance	2023-02-17	2023-07-11
	Rep	Dealing in securities	2023-02-17	2023-07-11
GF Capital (Hong Kong) Limited	Rep	Advising on corporate finance	2022-09-07	2022-11-08
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2022-09-07	2022-11-08
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2019-07-15	2020-12-10
	Rep	Advising on securities	2019-07-15	2020-12-10
CLSA LIMITED	Rep	Advising on securities	2019-07-15	2020-12-10
	Rep	Dealing in securities	2019-07-15	2020-12-10
China Renaissance Securities (Hong Kong) Limited	RO	Advising on corporate finance	2018-02-15	2019-03-25
	RO	Advising on securities	2018-02-15	2019-03-25
	RO	Dealing in securities	2018-02-15	2019-03-25
	Rep	Advising on corporate finance	2017-01-17	2018-02-15
	Rep	Advising on securities	2017-01-17	2018-02-15
	Rep	Dealing in securities	2017-01-17	2018-02-15
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2008-09-03	2016-10-17
	Rep	Advising on securities	2008-09-03	2016-10-17
	Rep	Dealing in securities	2008-09-03	2016-10-17
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2008-09-03	2016-10-17
	Rep	Advising on securities	2008-09-03	2016-10-17
	Rep	Dealing in securities	2008-09-03	2016-10-17