| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Advising on securities | 2021-03-15 | 2026-03-15 |
| RO | Dealing in securities | 2021-03-15 | 2026-03-15 |
| Rep | Advising on securities | 2017-02-09 | 2021-03-15 |
| Rep | Dealing in securities | 2017-02-09 | 2021-03-15 |
| Rep | Dealing in futures contracts | 2017-02-09 | 2026-03-15 |
| Liquidnet Asia Limited | Rep | Providing automated trading services | 2016-05-03 | 2016-10-25 |
| Rep | Dealing in securities | 2016-05-03 | 2016-10-25 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2016-01-18 | 2016-01-21 |
| Rep | Dealing in securities | 2016-01-18 | 2016-01-21 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-08-20 | 2015-09-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-05-31 | 2015-09-29 |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2010-05-31 | 2015-09-29 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-05-31 | 2010-08-20 |
| Knight Capital Asia Limited | Rep | Dealing in securities | 2009-03-27 | 2010-04-19 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2003-10-16 | 2009-02-06 |
| Rep | Dealing in securities | 2003-10-16 | 2009-02-06 |
| Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | - | 2003-10-08 |
| Rep | Advising on securities | - | 2003-10-08 |
| Rep | Asset management | - | 2003-10-08 |
| Rep | Providing automated trading services | - | 2003-10-08 |
| Rep | Dealing in securities | - | 2009-02-06 |