Lai, Norman 黎樂仁

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA FUTURES LIMITED	Rep	Dealing in futures contracts	2013-12-20	2016-02-15
CLSA LIMITED	Rep	Dealing in securities	2013-05-24	-
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-09-20	2012-09-28
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-11-30	2012-09-28
Merrill Lynch Far East Limited	Rep	Dealing in securities	2007-11-30	2012-09-28
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-11-30	2010-09-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA FUTURES LIMITED	Rep	Dealing in futures contracts	2013-12-20	2016-02-15
CLSA LIMITED	Rep	Dealing in securities	2013-05-24	-
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-09-20	2012-09-28
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-11-30	2012-09-28
Merrill Lynch Far East Limited	Rep	Dealing in securities	2007-11-30	2012-09-28
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-11-30	2010-09-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.