Personnel Hong Kong SFC License Details (ID 87807)

Personnel Hong Kong SFC License Details (ID 87807)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-04-15	2017-12-15
	Rep	Dealing in securities	2014-04-15	2017-12-15
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2010-08-20	2014-03-22
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2009-09-08	2014-03-22
Merrill Lynch Far East Limited	Rep	Dealing in securities	2009-09-08	2014-03-22
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-09-08	2010-08-20