Personnel Hong Kong SFC License Details (ID 88214)

Personnel Hong Kong SFC License Details (ID 88214)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2012-05-17	2015-06-30
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Dealing in securities	2012-05-17	2015-06-30
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-02-13	2012-04-17
	Rep	Dealing in securities	2012-02-13	2012-04-17
METRO CAPITAL SECURITIES LIMITED	Rep	Dealing in securities	2011-06-15	2012-02-02
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2011-03-11	2011-06-10
	Rep	Dealing in securities	2010-11-18	2011-06-10