Personnel Hong Kong SFC License Details (ID 88413)

Personnel Hong Kong SFC License Details (ID 88413)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2015-05-26	2018-12-17
	Rep	Dealing in futures contracts	2015-04-21	2018-12-17
	Rep	Dealing in securities	2015-04-21	2018-12-17
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2013-08-26	2013-12-31
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2013-07-02	2013-12-31
Mirae Asset Securities (HK) Limited	Rep	Dealing in securities	2009-04-07	2013-04-10
BEAR STEARNS ASIA LIMITED	Rep	Dealing in securities	2007-05-02	2008-05-30
IMPERIAL CAPITAL LIMITED (HK)	Rep	Asset management	2006-12-08	2007-02-22
CLSA FUTURES LIMITED	Rep	Dealing in futures contracts	2004-12-07	2006-09-01
CLSA LIMITED	Rep	Dealing in securities	2004-12-07	2006-09-01
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	-	2004-11-23
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	-	2004-01-10
	Rep	Advising on securities	-	2004-01-10
	Rep	Asset management	-	2004-01-10
	Rep	Dealing in securities	-	2004-11-23