| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Cosmos One Capital Limited | Rep | Dealing in securities | 2025-05-06 | - |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2018-12-07 | 2022-04-14 |
| Rep | Dealing in securities | 2018-12-07 | 2022-04-14 | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2014-03-05 | 2018-11-23 |
| Rep | Dealing in securities | 2014-03-05 | 2018-11-23 | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-08-19 | 2014-02-11 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-05-27 | 2014-02-11 |
| Mirae Asset Securities (HK) Limited | Rep | Dealing in securities | 2010-01-05 | 2013-04-10 |
| BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-04-24 | 2009-02-28 |
| Rep | Dealing in securities | 2007-04-24 | 2009-02-28 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-08-15 | 2007-04-14 |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2006-08-15 | 2007-04-14 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-08-15 | 2007-04-14 |
No HKMA registrations in the collected records.