Personnel Hong Kong SFC License Details (ID 88526)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Grey Investment Limited	Rep	Advising on securities	2025-03-10	-
	Rep	Advising on securities	2020-04-27	2023-07-18
	Rep	Asset management	2020-04-27	2023-07-18
Aardvark Fund Management Limited	RO	Asset management	2018-12-05	2019-08-30
	Rep	Asset management	2018-03-13	2018-12-05
ALETHEIA TECHNOLOGIES LIMITED (HK)	RO	Advising on futures contracts	2013-01-23	2014-06-10
	RO	Advising on securities	2012-07-18	2018-01-26
	Rep	Advising on securities	2012-06-25	2012-07-18
MIZUHO SECURITIES ASIA LIMITED	RO	Advising on futures contracts	2010-03-01	2012-02-27
	Rep	Advising on securities	2009-12-14	2012-02-27
GCIS LIMITED	RO	Advising on futures contracts	2007-11-22	2009-12-11
	RO	Advising on securities	2007-11-22	2009-12-11
	RO	Asset management	2007-07-19	2009-12-11
CLSA RESEARCH LIMITED	Rep	Advising on securities	2006-07-17	2007-06-19
CLSA FUTURES LIMITED	Rep	Dealing in futures contracts	2006-02-20	2006-04-07
	Rep	Advising on futures contracts	2006-02-20	2007-06-19
CLSA LIMITED	Rep	Advising on securities	2006-01-04	2007-02-05
CLSA RESEARCH LIMITED	Rep	Advising on securities	2005-06-28	2005-12-23
	Rep	Advising on securities	2003-07-02	2004-05-10
CLSA LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-06-25
	Rep	Asset management	2003-04-01	2003-06-25
	Rep	Dealing in securities	2003-04-01	2003-06-25
	Rep	Advising on securities	2003-04-01	2003-07-22