Personnel Hong Kong SFC License Details (ID 88565)

Personnel Hong Kong SFC License Details (ID 88565)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Olympus Partners Asia Limited (b2018-03-15)	Rep	Advising on securities	2020-06-17	2023-01-19
	Rep	Dealing in securities	2020-06-17	2023-01-19
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2016-07-04	2018-11-23
	Rep	Asset management	2016-07-04	2018-11-23
	Rep	Dealing in securities	2016-07-04	2018-11-23
VALUE PARTNERS LIMITED	Rep	Advising on securities	2016-07-04	2018-11-23
	Rep	Asset management	2016-07-04	2018-11-23
	Rep	Dealing in securities	2016-07-04	2018-11-23
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Advising on securities	2015-12-15	2016-05-31
	Rep	Dealing in securities	2015-12-15	2016-05-31
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2010-11-23	2015-09-11
	Rep	Dealing in securities	2010-11-23	2015-09-11
CLSA LIMITED	Rep	Advising on corporate finance	-	2004-03-16
	Rep	Asset management	-	2004-03-16
	Rep	Advising on securities	-	2004-05-10