| Twin Peaks Capital Limited | Rep | Asset management | 2021-11-05 | 2023-01-16 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Advising on securities | 2018-04-20 | 2021-08-31 |
| RO | Dealing in futures contracts | 2018-04-20 | 2021-08-31 |
| RO | Dealing in securities | 2018-04-20 | 2021-08-31 |
| Rep | Advising on securities | 2017-10-06 | 2018-04-20 |
| Rep | Dealing in futures contracts | 2017-10-06 | 2018-04-20 |
| Rep | Dealing in securities | 2017-10-06 | 2018-04-20 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | Leveraged foreign exchange trading | 2014-11-21 | 2016-05-23 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | RO | Dealing in futures contracts | 2014-11-19 | 2017-05-25 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | Advising on securities | 2014-11-19 | 2017-05-25 |
| RO | Dealing in securities | 2014-11-19 | 2017-05-25 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-09-16 | 2014-11-19 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2014-09-16 | 2014-11-19 |
| Rep | Dealing in securities | 2014-09-16 | 2014-11-19 |
| Rep | Leveraged foreign exchange trading | 2014-09-16 | 2014-11-21 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-08-07 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2008-08-07 | 2010-12-06 |