| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2019-11-06 | 2024-11-04 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2019-11-06 | 2024-11-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Providing automated trading services | 2013-07-24 | 2019-03-13 |
| Rep | Dealing in futures contracts | 2010-12-06 | 2019-03-13 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2009-01-08 | 2013-07-24 |
| Rep | Dealing in securities | 2009-01-08 | 2019-03-13 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2009-01-08 | 2010-12-06 |
| Rep | Dealing in futures contracts | 2009-01-08 | 2010-12-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2009-01-08 | 2019-03-13 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-08-03 | 2008-10-14 |
| SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Asset management | 2005-05-18 | 2005-12-01 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-05-18 | 2007-07-26 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2005-05-18 | 2007-07-26 |
| CHINA RICH ASSET MANAGEMENT LIMITED | Rep | Advising on securities | - | 2004-04-28 |
| Rep | Asset management | - | 2005-05-13 |
| REXCAPITAL FUTURES LIMITED | Rep | Advising on futures contracts | - | 2004-04-28 |
| Rep | Asset management | - | 2004-04-28 |
| Rep | Dealing in futures contracts | - | 2005-05-13 |
| WINGS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | - | 2004-04-28 |
| Rep | Advising on securities | - | 2004-04-28 |
| Rep | Asset management | - | 2004-04-28 |
| Rep | Dealing in securities | - | 2005-05-13 |