Personnel Hong Kong SFC License Details (ID 89860)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NATIXIS ASIA LIMITED	Rep	Advising on futures contracts	2015-03-11	2017-05-16
	Rep	Advising on securities	2015-03-11	2017-05-16
	Rep	Dealing in futures contracts	2015-03-11	2017-05-16
	Rep	Dealing in securities	2015-03-11	2017-05-16
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2014-09-26
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2009-10-02	2013-09-05
	Rep	Dealing in securities	2009-10-02	2014-09-26
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2009-10-02	2010-12-06
	Rep	Dealing in futures contracts	2009-10-02	2010-12-06
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2009-10-02	2013-09-05
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2008-11-07	2009-06-22
	Rep	Dealing in futures contracts	2008-11-07	2009-06-22
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2005-04-14	2008-11-24
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2004-06-10	2009-06-22
Credit Suisse Futures (Hong Kong) Limited	Rep	Dealing in futures contracts	2004-06-10	2008-11-24
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2004-06-10	2009-06-22
CLSA FUTURES LIMITED	Rep	Advising on futures contracts	-	2004-03-18
	Rep	Asset management	-	2004-03-18
	Rep	Dealing in futures contracts	-	2004-05-26
CLSA LIMITED	Rep	Advising on corporate finance	-	2004-03-18
	Rep	Advising on securities	-	2004-03-18
	Rep	Asset management	-	2004-03-18
	Rep	Dealing in securities	-	2004-05-26