Personnel SFC Licences and HKMA Registrations (ID 8995176)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on corporate finance	2022-07-08	-
	Rep	Dealing in securities	2022-07-08	-
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2019-12-03	2022-06-10
	Rep	Advising on securities	2019-12-03	2022-06-10
	Rep	Dealing in securities	2019-12-03	2022-06-10
DONGXING SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Advising on corporate finance	2017-04-27	2019-11-08
	Rep	Dealing in securities	2017-04-27	2019-11-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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