| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2024-02-05 | - |
| Rep | Dealing in securities | 2024-02-05 | - | |
| Lion Global Financial Limited | RO | Asset management | 2013-06-26 | 2016-02-29 |
| Rep | Advising on securities | 2010-09-29 | 2011-07-27 | |
| Rep | Asset management | 2010-09-29 | 2013-06-26 | |
| Rep | Dealing in securities | 2010-08-03 | 2013-05-31 | |
| CLSA LIMITED | Rep | Dealing in securities | 2009-05-06 | 2010-07-02 |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-12-18 |
| Rep | Asset management | 2003-04-01 | 2003-12-18 | |
| Rep | Advising on securities | 2003-04-01 | 2004-10-25 |
No HKMA registrations in the collected records.