Personnel Hong Kong SFC License Details (ID 90523)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2009-07-21	2012-09-13
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2008-05-16	2008-09-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2008-05-16	2008-09-29
CLSA LIMITED	Rep	Advising on corporate finance	-	2004-03-16
	Rep	Advising on securities	-	2004-03-16
	Rep	Asset management	-	2004-03-16
	Rep	Dealing in securities	-	2008-04-15