| SG SECURITIES (HK) LIMITED | Rep | Providing automated trading services | 2015-02-16 | 2018-09-05 |
| Rep | Dealing in futures contracts | 2015-02-16 | 2018-09-05 |
| Rep | Dealing in securities | 2015-02-16 | 2018-09-05 |
| PACAT Capital Management Limited | Rep | Asset management | 2013-06-25 | 2015-02-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Providing automated trading services | 2012-08-20 | 2013-05-04 |
| Rep | Dealing in securities | 2012-08-20 | 2013-05-04 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2012-08-20 | 2013-05-04 |
| Rep | Dealing in securities | 2012-08-20 | 2013-05-04 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-08-06 | 2012-06-08 |
| Rep | Advising on securities | 2010-04-26 | 2010-08-09 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Providing automated trading services | 2008-07-17 | 2008-10-28 |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2008-06-10 | 2008-10-28 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-06-10 | 2008-10-28 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2008-06-10 | 2008-10-28 |
| CLSA FUTURES LIMITED | Rep | Advising on futures contracts | 2006-10-13 | 2008-04-25 |
| CLSA LIMITED | Rep | Advising on securities | 2006-10-13 | 2008-04-25 |
| CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-10-10 | 2008-04-25 |
| CLSA LIMITED | Rep | Dealing in securities | 2006-10-10 | 2008-04-25 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2005-08-29 | 2006-09-04 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2005-08-05 | 2006-09-04 |
| Rep | Dealing in securities | 2005-08-05 | 2006-09-04 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2005-08-05 | 2006-09-04 |
| Rep | Dealing in futures contracts | 2005-08-05 | 2006-09-04 |