Personnel Hong Kong SFC License Details (ID 90671)

Personnel Hong Kong SFC License Details (ID 90671)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	Rep	Dealing in securities	2025-09-02	2026-01-15
Kadensa Capital Limited	Rep	Asset management	2018-04-12	2022-05-10
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2017-07-10	2017-07-14
	Rep	Dealing in securities	2016-08-29	2016-08-31
	Rep	Dealing in securities	2016-06-27	2016-06-28
	Rep	Dealing in securities	2015-10-16	2015-10-20
	Rep	Dealing in securities	2015-04-13	2015-04-20
	Rep	Dealing in securities	2014-08-18	2014-08-23
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2011-09-09	2014-06-12