Stanton, David Andrew

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Advising on securities	2020-01-31	-
CLSA LIMITED	Rep	Advising on securities	2013-09-24	2019-06-08
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2011-02-11	2013-08-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Advising on securities	2020-01-31	-
CLSA LIMITED	Rep	Advising on securities	2013-09-24	2019-06-08
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2011-02-11	2013-08-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.