Personnel Hong Kong SFC License Details (ID 90732)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-12-18	2013-09-21
	Rep	Dealing in securities	2009-12-18	2013-09-21
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-09-28	2009-06-22
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2005-09-23	2009-06-22
Merrill Lynch Far East Limited	Rep	Dealing in securities	2005-09-23	2009-06-22
CLSA LIMITED	Rep	Dealing in securities	2003-12-23	2005-04-20