| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited | Rep | Dealing in futures contracts | 2025-09-29 | - |
| Rep | Dealing in securities | 2023-11-20 | - | |
| Rep | Advising on securities | 2020-08-10 | - | |
| CITIC Securities International Global Markets Limited | Rep | Dealing in securities | 2020-07-10 | - |
| CLSA LIMITED | Rep | Dealing in securities | 2017-08-04 | - |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-03 | 2013-05-31 |
| Rep | Dealing in securities | 2004-12-03 | 2013-05-31 | |
| Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-07-26 | 2010-02-19 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-07-26 | 2017-04-05 |
| Rep | Dealing in securities | 2004-07-26 | 2017-04-05 |
No HKMA registrations in the collected records.