Personnel Hong Kong SFC License Details (ID 90804)

Personnel Hong Kong SFC License Details (ID 90804)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2021-09-10	2023-11-15
	Rep	Advising on securities	2021-09-10	2023-11-15
	Rep	Dealing in securities	2021-09-10	2023-11-15
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2018-06-25	2021-05-21
	Rep	Advising on securities	2018-06-25	2021-05-21
CLSA LIMITED	Rep	Advising on securities	2018-06-25	2021-05-21
	Rep	Dealing in securities	2018-06-25	2021-05-21
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2010-11-08	2018-04-30
	Rep	Advising on securities	2010-11-08	2018-04-30
	Rep	Dealing in securities	2010-11-08	2018-04-30