Personnel SFC Licences and HKMA Registrations (ID 91161)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VALUABLE CAPITAL LIMITED	Rep	Advising on securities	2025-03-27	-
	Rep	Dealing in securities	2025-03-27	-
	RO	Advising on securities	2020-05-14	2025-03-27
	RO	Dealing in securities	2020-05-14	2025-03-27
	Rep	Dealing in securities	2020-02-13	2020-05-14
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	Rep	Advising on corporate finance	2019-02-21	2019-10-01
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	RO	Dealing in securities	2017-09-27	2019-10-01
	Rep	Dealing in securities	2014-08-01	2017-09-27
ORIENTAL PATRON SECURITIES LIMITED	Rep	Dealing in securities	2011-06-28	2014-07-16
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-03-06	2008-10-10
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2007-06-20	2008-02-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.