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Shang, Xiaoting 尚小婷 Hong Kong SFC License Details (ID 91173)
Shang, Xiaoting 尚小婷
SFC ID:
AUL942
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED
Rep
Dealing in securities
2012-07-04
2013-02-28
ORIENTAL PATRON SECURITIES LIMITED
Rep
Dealing in securities
2010-01-19
2012-07-01