Personnel Hong Kong SFC License Details (ID 91220)

Personnel Hong Kong SFC License Details (ID 91220)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ASA SECURITIES LIMITED	RO	Advising on securities	2021-05-10	2021-11-06
	RO	Dealing in futures contracts	2021-05-10	2021-11-06
	RO	Dealing in securities	2021-05-10	2021-11-06
	Rep	Advising on securities	2021-04-12	2021-05-10
	Rep	Dealing in futures contracts	2021-04-12	2021-05-10
	Rep	Dealing in securities	2021-04-12	2021-05-10
Tongjin Securities Limited	RO	Advising on futures contracts	2020-05-26	2021-02-11
	RO	Advising on securities	2020-05-26	2021-02-11
	RO	Dealing in futures contracts	2020-05-26	2021-02-11
	RO	Dealing in securities	2020-05-26	2021-02-11
Hongkong Yifu International Futures Limited	RO	Dealing in securities	2019-09-13	2020-05-15
	RO	Dealing in futures contracts	2018-10-18	2020-05-15
INVESTPORT (H.K.) LIMITED	Rep	Advising on securities	2018-01-18	2018-09-03
	Rep	Dealing in securities	2018-01-18	2018-09-03
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2007-05-15	2017-09-06
RHB SECURITIES HONG KONG LIMITED	Rep	Advising on securities	2007-04-10	2017-09-06
	Rep	Dealing in securities	2007-03-19	2017-09-06
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2007-02-28	2007-03-07
Quam Securities Limited	Rep	Dealing in securities	2005-06-02	2007-01-15