| CHRISTFUND SECURITIES LIMITED | Rep | Dealing in securities | 2025-03-20 | 2025-06-23 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2015-07-28 | 2024-01-26 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2015-07-28 | 2024-01-26 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2013-07-25 | 2013-09-09 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2013-07-25 | 2013-09-09 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2007-10-22 | 2013-05-20 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2007-10-22 | 2013-05-20 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-04-23 | 2007-06-29 |
| Rep | Dealing in securities | 2007-04-23 | 2007-06-29 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-03-06 | 2007-04-17 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-03-06 | 2007-04-17 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2005-10-13 | 2007-03-01 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2005-10-13 | 2007-03-01 |
| REXCAPITAL FUTURES LIMITED | Rep | Advising on futures contracts | - | 2004-04-28 |
| Rep | Asset management | - | 2004-04-28 |
| Rep | Dealing in futures contracts | - | 2005-10-08 |
| WINGS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | - | 2004-04-28 |
| Rep | Advising on securities | - | 2004-04-28 |
| Rep | Asset management | - | 2004-04-28 |
| Rep | Dealing in securities | - | 2005-10-08 |