| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-09-15 | 2022-06-13 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2017-09-05 | 2022-06-13 |
| TRADING CENTRAL ASIA LIMITED | Rep | Advising on futures contracts | 2013-05-14 | 2017-08-25 |
| Rep | Advising on securities | 2013-05-14 | 2017-08-25 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2012-10-17 | 2013-04-15 |
| Rep | Dealing in futures contracts | 2012-10-17 | 2013-04-15 |
| Rep | Dealing in securities | 2012-10-17 | 2013-04-15 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Advising on futures contracts | 2011-02-16 | 2012-08-25 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2010-07-29 | 2012-08-25 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2010-07-02 | 2012-08-25 |
| Rep | Leveraged foreign exchange trading | 2010-07-02 | 2012-08-25 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-07-02 | 2012-08-25 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2008-10-20 | 2010-06-19 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-05-14 | 2010-06-19 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-05-14 | 2010-06-19 |